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Khazars

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History of Russia
East Slavs
Rus' Khaganate
Khazaria
Kievan Rus'
Vladimir-Suzdal
Novgorod Republic
Volga Bulgaria
Mongol invasion of Rus
Golden Horde
Muscovy
Khanate of Kazan
Tsardom of Russia
Russian Empire
  1682- 1796- 1855- 1892-1917
Russian Revolution
Soviet Union
  1917- 1927- 1953- 1985-1991
Russian Federation
  1991-
Cultural • Linguistic • Military
Timeline

The Khazars (Hebrew sing. "Kuzari" כוזרי plur. "Kuzarim" כוזרים; Turkish sing. "Hazar" plur. Hazarlar; Russian Хазары; Tatar sing Xäzär plur. Xäzärlär; Crimean Tatar: sing. Hazar, plur. Hazarlar; Greek Χαζάροι/Χάζαροι; Arabic خزر; Persianخزر; Latin "Gazari" or "Cosri") were a semi-nomadic Turkic people from Central Asia, many of whom converted to Judaism. The name 'Khazar' seems to be tied to a Turkic verb form meaning "wandering" ('gezer' in modern Turkish). In the 7th century CE they founded an independent Khaganate in the Northern Caucasus along the Caspian Sea, where over time Judaism became the state religion. At their height, they and their tributaries controlled much of what is today southern Russia, western Kazakhstan, eastern Ukraine, Azerbaijan, large portions of the Caucasus (including Dagestan, Georgia), and the Crimea.

The Khazars fought a series of successful wars against the Arab Caliphates, probably preventing an Islamo-Arab invasion of Southern Russia through the Caucasus mountains. They were important allies of the Byzantine Empire against the Sassanid empire and the Rus'. But in later years after Khazaria became a major regional power the Byzantines abandoned the alliance and turned to the Rus' and Pechenegs against the Khazars. Towards the end of the tenth century, their power was broken by the Kievan Rus' and they became a subject people of the princes of Kiev. Following this they were gradually displaced by the Rus, the Kipchaks, and probably the conquering Mongol Golden Horde which came after. From that point the Khazars largely disappeared from historical records but few proverbs with Khaza reflects historical dependencies.

Contents

  • 1 Origins and prehistory
  • 2 Tribes
  • 3 Rise
    • 3.1 Formation of the Khazar state
    • 3.2 Khazars and Byzantium
    • 3.3 Second Khazar-Arab war
  • 4 Khazar religion
    • 4.1 Turkic shamanism
    • 4.2 Conversion to Judaism and relations with world Jewry
    • 4.3 Other religions
  • 5 Government
    • 5.1 Khazar kingship
    • 5.2 Army
    • 5.3 Other officials
    • 5.4 Judiciary
  • 6 Economic position
    • 6.1 Trade
    • 6.2 Khazar coinage
  • 7 Extent of influence
    • 7.1 Khazar towns
    • 7.2 Tributary and subject nations
  • 8 Decline and fall
    • 8.1 Kabar rebellion and the departure of the Magyars
    • 8.2 Diplomatic isolation and military threats
    • 8.3 Rise of Rus
  • 9 Khazars outside Khazaria
  • 10 Late references to the Khazars
    • 10.1 Jewish sources
    • 10.2 Muslim sources
    • 10.3 Kievan Rus sources
    • 10.4 Byzantine, Georgian and Armenian sources
    • 10.5 Western sources
  • 11 Debate
    • 11.1 Date and extent of the conversion
    • 11.2 Alleged Khazar ancestry of Ashkenazim
  • 12 In fiction
  • 13 See also
  • 14 Notes
  • 15 Resources
    • 15.1 Works written before 1915
  • 16 External links

Origins and prehistory

Image:Sarkel.jpg
The site of the Khazar fortress at Sarkel. Aerial photo from excavations conducted by Mikhail Artamonov in the 1930s.

The origins of the Khazars are unclear. Following their conversion to Judaism, the Khazars themselves traced their origins to Kozar, a son of Togarmah. Togarmah is mentioned in Genesis in the Hebrew scriptures as a grandson of Japheth. It is unlikely, however, that he was regarded as an ancestor before the introduction of Biblical traditions to Khazaria.

Some historians have looked for possible connections between the Khazars and the lost tribes of Israel[citation needed], but modern scholars generally consider them to be Turks who migrated from the East. Scholars in the former USSR considered the Khazars to be an indigenous people of the North Caucasus. Some scholars, such as D.M. Dunlop, considered the Khazars to be connected with a Uyghur or Tiele confederation tribe called He'san in Chinese sources from the 7th-century (Suishu, 84). However, the Khazar language appears to have been an Oghuric tongue, similar to that spoken by the early Bulgars. Therefore, a Hunnish origin has also been postulated. Since the Turkic peoples were never ethnically homogenous, these ideas need not be deemed mutually exclusive. It is likely that the Khazar nation was made up of tribes from various ethnic backgrounds, as steppe nations traditionally absorbed those they conquered.

Armenian chronicles contain references to the Khazars as early as the late second century. These are generally regarded as anachronisms, and most scholars believe that they actually refer to Sarmatians or Scythians. Priscus relates that one of the nations in the Hunnish confederacy was called Akatziroi. Their king was named Karadach or Karidachus. Some, going on the similarity between Akatziroi and "Ak-Khazar" (see below), have speculated that the Akatziroi were early proto-Khazars.

Dmitri Vasil'ev of Astrakhan State University recently hypothesized that the Khazars moved in to the Pontic steppe region only in the late 500s, and originally lived in Transoxiana. According to Vasil'ev, Khazar populations remained behind in Transoxiana under Pecheneg and Oghuz suzerainty, possibly remaining in contact with the main body of their people.

Tribes

The Khazars' tribal structure is not well understood. They were divided between Ak-Khazars ("White Khazars") and Kara-Khazars ("Black Khazars"). Geographer Istakhri claimed that the White Khazars were strikingly handsome with reddish hair, white skin and blue eyes while the Black Khazars were swarthy verging on deep black as if they were "some kind of Indian".[1] However, many Turkic nations had similar division between a "white" ruling warrior caste and a "black" class of commoners; the distinction is believed by most scholars to have had to do with race, though it is possible that this refers to the tan skin that developed in the lower working classes from working outside, and the height difference could be explained from the higher classed Khazars recieving better nutrition. The consensus among mainstream scholars is that Istakhri was himself confused by the name given to the two groups.[2]

Peter Golden speculated that the Khazar ethnos was a conglomerate of Oghuric and common Turkic nations, including the Sabirs and North Caucasian Huns as well as elements of the Göktürks.[3]

Rise

Formation of the Khazar state

Image:Gokturkut.png
Map of the Western (purple) and Eastern (blue) Gokturk khaganates at their height, c. 600 CE. Lighter areas show direct rule; darker areas show spheres of influence.

Early Khazar history is intimately tied with that of the Göktürk empire, founded when the Ashina clan overthrew the Juan Juan in 552 CE. With the collapse of the Göktürk empire due to internal conflict in the seventh century, the western half of the Turk empire split into a number of tribal confederations, among whom were the Bulgars, led by the Dulo clan, and the Khazars, led by the Ashina clan, the traditional rulers of the Gok Turk empire. By 670, the Khazars had broken the Bulgar confederation, causing various tribal groups to migrate and leaving two remnants of Bulgar rule - Volga Bulgaria, and the Bulgarian khanate on the Danube River.

The first significant appearance of the Khazars in history is their aid to the campaign of the Byzantine emperor Heraclius against the Sassanid Persians. The Khazar ruler Ziebel (sometimes identified as Tong Yabghu Khagan of the West Turks) aided the Byzantines in overrunning Georgia. A marriage was even contemplated between Ziebel's son and Heraclius' daughter, but never took place.

Image:Khazar0.png
The Pontic steppe, c. 650, showing the early territory of the Khazars and their neighbors.

During the 7th and 8th centuries the Khazar fought a series of wars against the Umayyad Caliphate, which was attempting simultaneously to expand its influence into Transoxiana and the Caucasus. The first war was fought in the early 650 and ended with the defeat of an Arab force led by Abd ar-Rahman ibn Rabiah outside the Khazar town of Balanjar, after a battle in which both sides used siege engines on the others' troops.

A number of Russian sources give the name of a Khazar khagan, Irbis, from this period, and describe him as a scion of the Göktürk royal house, the Ashina. Whether Irbis ever existed is open to debate, as is the issue of whether he can be identified with one of the many Göktürk rulers of the same name.

Several further conflicts erupted in the decades that followed, with Arab attacks and Khazar raids into Kurdistan and Iran. There is evidence from the account of al-Tabari that the Khazars formed a united front with the remnants of the Gok Turks in Transoxiana.

Khazars and Byzantium

Khazar overlordship over most of the Crimea dates back to the late 7th century. In the mid-8th century the rebellious Crimean Goths were put down and their city, Doros (modern Mangup) occupied. A Khazar tudun was resident at Cherson in the 690s, despite the fact that this town was nominally subject to the Byzantine Empire.

They are also known to have been allied with the Byzantine Empire during at least part of the eighth century. In 704/705 Justinian II, exiled in Cherson, escaped into Khazar territory and married the sister of the Khagan, Busir. With the aid of his wife, he escaped from Busir, who was intriguing against him with the usurper Tiberius III, murdering two Khazar officials in the process. He fled to Bulgaria, whose Khan Tervel helped him regain the throne. The Khazars later provided aid to the rebel general Bardanes, who seized the throne in 711 as Emperor Philippicus.

The Byzantine emperor Leo III married his son Constantine (later Constantine V Kopronymous) to the Khazar princess Tzitzak (daughter of the Khagan Bihar) as part of the alliance between the two empires. Tzitzak, who was baptized as Irene, became famous for her wedding gown, which started a fashion craze in Constantinople for a type of robe (for men) called tzitzakion. Their son Leo (Leo IV) would be better known as "Leo the Khazar".

Second Khazar-Arab war

Image:Califate 750.jpg
Expansion of the Caliphate to 750 CE.
From The Historical Atlas by William R. Shepherd, 1923
Courtesy of The General Libraries, The University of Texas at Austin

Hostilities broke out again with the Caliphate in the 710s, with raids back and forth across the Caucasus but few decisive battles. The Khazars, led by a prince named Barjik, invaded northwestern Iran and defeated the Umayyad forces at Ardabil in 730, killing the Arab warlord al-Djarrah al-Hakami and briefly occupying the town. They were defeated the next year at Mosul, where Barjik directed Khazar forces from a throne mounted with al-Djarrah's severed head, and Barjik was killed. Arab armies led first by the Arab prince Maslamah ibn Abd al-Malik and then by Marwan ibn Muhammad (later Caliph Marwan II) poured across the Caucasus and eventually (in 737) defeated a Khazar army led by Hazer Tarkhan, briefly occupying Atil itself and possibly forcing the Khagan to convert to Islam. The instability of the Umayyad regime made a permanent occupation impossible; the Arab armies withdrew and Khazar independence was re-asserted. It has been speculated that the adoption of Judaism (which in this theory would have taken place around 740) was part of this re-assertion of independence.

It is worth noting that around 739, Arab sources give the name of the ruler of the Khazars as Parsbit or Barsbek, a woman who appears to have directed military operations against them. This suggests that women could have very high positions within the Khazar state, possibly even as a stand-in for the khagan.

Although they stopped the Arab expansion into Eastern Europe for some time after these wars, the Khazars were forced to withdraw behind the Caucasus. In the ensuing decades they extended their territories from the Caspian Sea in the east (many cultures still call the Caspian Sea "Khazar Sea"; e.g. "Xəzər dənizi" in Azeri, "Hazar Denizi" in Turkish, "Bahr ul-Khazar" in Arabic, "Darya-ye Khazar" in Persian) to the steppe region north of Black Sea in the west, as far west at least as the Dnieper River.

In 758, the Abbasid Caliph Abdullah al-Mansur ordered Yazid ibn Usayd al-Sulami, one of his nobles and military governor of Armenia, to take a royal Khazar bride and make peace. Yazid took home a daughter of Khagan Baghatur, the Khazar leader. Unfortunately, the girl died inexplicably, possibly in childbirth. Her attendants returned home, convinced that some Arab faction had poisoned her, and her father was enraged. A Khazar general named Ras Tarkhan invaded what is now northwestern Iran, plundering and raiding for several months. Thereafter relations between the Khazars and the Abbasid Caliphate (whose foreign policies were generally less expansionist than its Umayyad predecessor) became increasingly cordial.

Khazar religion

Turkic shamanism

Originally, the Khazars practiced traditional Turkic shamanism, focused on the sky god Tengri, but were heavily influenced by Confucian ideas imported from China, notably that of the Mandate of Heaven. The Ashina clan were considered to be the chosen of Tengri and the kaghan was the incarnation of the favor the sky-god bestowed on the Turks. A kaghan who failed had clearly lost the god's favor and was typically ritually executed. Historians have sometimes wondered, only half in jest, if the Khazar tendency to occasionally execute their rulers on religious grounds led those rulers to seek out other religions.

The Khazars worshipped a number of deities subordinate to Tengri, including the fertility goddess Umay, Kuara, a thunder god, and Erlik, the god of death.

Conversion to Judaism and relations with world Jewry

  Part of a series of articles on
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Jewish communities had existed in the Greek cities of the Black Sea coast since late classical times. Chersonesos, Sudak, Kerch and other Crimean cities possessed Jewish communities, as did Gorgippia, and Samkarsh / Tmutarakan was said to have had a Jewish majority as early as the 670s. The original Jewish settlers were joined by waves of immigration fleeing persecution in the Byzantine Empire, Sassanid Persia (particularly during the Mazdak revolts),[4] and later within the Islamic world. Jewish merchants such as the Radhanites regularly traded in Khazar territory, and may have wielded significant economic and political influence. Though their origins and history are somewhat unclear, the Mountain Jews also lived in or near Khazar territory and may have been allied with or subject to Khazar overlordship; it is conceivable that they too played a role in the conversion.

At some point in the last decades of the 8th century or the early 9th century, the Khazar royalty and nobility converted to Judaism, and part of the general population followed.[5] The extent of the conversion is debated. Ibn al-Faqih reported in the 10th century that "all the Khazars are Jews." Notwithstanding this statement, some scholars believe that only the upper classes converted to Judaism; there is some support for this in contemporary Muslim texts.[6] However, recent archeological excavations have uncovered widespread shifts in burial practices. Around the mid 800s burials in Khazaria began to take on a decidedly Jewish flavor. Grave goods disappeared almost altogether. Judging by interment evidence, by 950 Judaism had become widespread among all classes of Khazar society.

Essays in the Kuzari, written by Yehuda Halevi, details a moral liturgical reason for the conversion which some consider a moral tale. Some researchers have suggested part of the reason for this mass conversion was political expediency to maintain a degree of neutrality: the Khazar empire was between growing populations, Muslims to the east and Christians to the west. Both religions recognized Judaism as a forebear and worthy of some respect. The exact date of the conversion is hotly contested. It may have occurred as early as 740 or as late as the mid 800s. Recently-discovered numismatic evidence suggests that Judaism was the established state religion by c. 830, and though St. Cyril (who visited Khazaria in 861) did not identify the Khazars as Jews, the khagan of that period, Zachariah, had a biblical Hebrew name. Some medieval sources give the name of the rabbi who oversaw the conversion of the Khazars as Isaac Sangari or Yitzhak ha-Sangari.

The first Jewish Khazar king was named Bulan which means "elk", though some sources give him the Hebrew name Sabriel. A later king, Obadiah, strengthened Judaism, inviting rabbis into the kingdom and building synagogues. Jewish figures such as Saadia Gaon made positive references to the Khazars, and they are excoriated in contemporary Karaite writings as "bastards"; it is therefore unlikely that they adopted Karaism as some (such as Avraham Firkovich) have proposed.

The Khazars enjoyed close relations with the Jews of the Levant and Persia. The Persian Jews, for example, hoped that the Khazars might succeed in conquering the Caliphate.[7] The high esteem in which the Khazars were held among the Jews of the Orient may be seen in the application to them, in an Arabic commentary on Isaiah ascribed by some to Saadia Gaon, and by others to Benjamin Nahawandi, of Isaiah 48:14: "The Lord hath loved him." "This," says the commentary, "refers to the Khazars, who will go and destroy Babel" (i.e., Babylonia), a name used to designate the country of the Arabs.[8] From the Khazar Correspondence it is apparent that two Spanish Jews, Judah ben Meir ben Nathan and Joseph Gagris, had succeeded in settling in the land of the Khazars. Saadia, who had a fair knowledge of the kingdom of the Khazars, mentions a certain Isaac ben Abraham who had removed from Sura to Khazaria.[9]

Likewise, the Khazar rulers viewed themselves as the protectors of international Jewry, and corresponded with foreign Jewish leaders (the letters exchanged between the Khazar ruler Joseph and the Spanish rabbi Hasdai ibn Shaprut have been preserved). They were known to retaliate against Muslim or Christian interests in Khazaria for persecution of Jews abroad. Ibn Fadlan relates that around 920 the Khazar ruler received information that Muslims had destroyed a synagogue in the land of Babung, in Iran; he gave orders that the minaret of the mosque in his capital should be broken off, and the muezzin executed. He further declared that he would have destroyed all the mosques in the country had he not been afraid that the Muslims would in turn destroy all the synagogues in their lands.

Other religions

Besides Judaism, other religions probably practiced in areas ruled by the Khazars include Greek Orthodox, Nestorian, and Monophysite Christianity, Zoroastrianism as well as Norse, Finnic, and Slavic cults. Religious toleration was maintained for the kingdom's three hundred plus years. The "apostle of the Slavs", Saint Cyril, is said to have attempted the conversion of Khazars without enduring results. Many Khazars reportedly were converts to Christianity and Islam. (See "Judiciary", below.)

Government

Khazar kingship

Main Articles: Khagan; Khagan Bek; for names of Khazar rulers see List of Khazar rulers.

Image:Khazar 1.gif
Khazar warrior with captive.[10]

Khazar kingship was divided between the khagan and the Bek or Khagan Bek. Contemporary Arab historians related that the Khagan was purely a spiritual ruler or figurehead with limited powers, while the Bek was responsible for administration and military affairs.

Both the Khagan and the Khagan Bek lived in Itil. The Khagan's palace, according to Arab sources, was on an island in the Volga River. He was reported to have 25 wives, each the daughter of a client ruler; this may, however, have been an exaggeration.

In the Khazar Correspondence, King Joseph identifies himself as the ruler of the Khazars and makes no reference to a colleague. It has been disputed whether Joseph was a Khagan or a Bek; his description of his military campaigns make the latter probable. A third option is that by the time of the Correspondence (c. 950-960) the Khazars had merged the two positions into a single ruler, or that the Beks had somehow supplanted the Khagans or vice versa.

Army

Khazar armies were led by the Khagan Bek and commanded by subordinate officers known as tarkhans. A famous tarkhan referred to in Arab sources as Ras or As Tarkhan led an invasion of Armenia in 758. The army included regiments of Muslim auxiliaries known as Arsiyah, of Khwarezmian or Alan extraction, who were quite influential. These regiments were exempt from campaigning against their fellow Muslims. Early Russian sources sometimes referred to the city of Khazaran (across the Volga River from Atil) as Khvalisy and the Khazar (Caspian) sea as Khvaliskoye. According to some scholars such as Omeljan Pritsak, these terms were East Slavic versions of "Khwarezmian" and referred to these mercenaries.

In addition to the Bek's standing army, the Khazars could call upon tribal levies in times of danger and were often joined by auxiliaries from subject nations.

Other officials

Settlements were governed by administrative officials known as tuduns. In some cases (such as the Byzantine settlements in southern Crimea), a tudun would be appointed for a town nominally within another polity's sphere of influence.

Other officials in the Khazar government included dignitaries referred to by ibn Fadlan as Jawyshyghr and Kundur, but their responsibilities are unknown.

Judiciary

Muslim sources report that the Khazar supreme court consisted of two Jews, two Christians, two Muslims, and a "heathen" (whether this is a Turkic shaman or a priest of Slavic or Norse religion is unclear), and a citizen had the right to be judged according to the laws of his religion. Some have argued that this configuration is unlikely, as a Beit Din, or rabbinical court, requires three members. It is therefore possible that as practitioners of the state religion, the Jews had three judges on the Supreme Court rather than two, and that the Muslim sources were attempting to downplay their influence. A Muslim or Christian court can function with only one or two judges.

Economic position

Trade

Image:Radhanites2.png
Map of Eurasia showing the trade network of the Radhanites, c. 870 CE, as reported in the account of ibn Khordadbeh in the Book of Roads and Kingdoms.

The Khazars occupied a prime trade nexus. Goods from western Europe travelled east to Central Asia and China and vice versa, and the Muslim world could only interact with northern Europe via Khazar intermediaries. The Radhanites, a guild of medieval Jewish merchants, had a trade route that ran through Khazaria, and may have been instrumental in the Khazars' conversion to Judaism.

No Khazar paid taxes to the central government. Revenue came from a 10% levy on goods transiting through the region, and from tribute paid by subject nations. The Khazars exported honey, furs, wool, millet and other cereals, fish, and slaves. D.M. Dunlop and Artamanov asserted that the Khazars produced no material goods themselves, living solely off of trade. This theory has been refuted by discoveries over the last half-century, which include pottery and glass factories.

Khazar coinage

See also: Numismatics

Image:Khazar coin.jpg
Khazar coin minted in imitation of Caliphate dirhem and bearing the legend "Moses is the prophet of God", early 9th c. CE. Image from the website of the Swedish Economic Museum.
Image:Khazar coin1.jpg
Khazar coin minted in imitation of Caliphate dirhem, bearing the legend "Ard al-Khazar" ("Land of the Khazars"). Image from the website of the Swedish Economic Museum

The Khazars are known to have minted silver coins, called Yarmaqs. Many of these were copies of Arab dirhems. Coins of the Caliphate were in widespread use due to their reliable silver content. Merchants from as far away as China, Great Britain, and Scandinavia accepted them regardless of their inability to read the Arab writing. Thus issuing imitation dirhems was a way to ensure acceptance of Khazar coinage in foreign lands.

Some surviving examples bear the legend "Ard al-Khazar" (Arabic for "land of the Khazars"). In 1999 a hoard of silver coins was discovered on the property of the Spillings farm in the Swedish island of Gotland. Among the coins were several dated 837/8 CE and bearing the legend, in Arabic script, "Moses is the Prophet of God" (a modification of the Muslim coin inscription "Muhammad is the Prophet of God"). In "Creating Khazar Identity through Coins", Roman Kovalev postulated that these dirhems were a special commemorative issue celebrating the adoption of Judaism by the Khazar ruler Bulan.

Extent of influence

The Khazar Khaganate was, at its height, an immensely powerful state. The Khazar heartland was on the lower Volga and the Caspian coast as far south as Derbent. In addition, from the late 600s the Khazars controlled most of the Crimea and the northeast littoral of the Black Sea. By 800 Khazar holdings included most of the Pontic steppe as far west as the Dneiper and as far east as the Aral Sea (some Turkic history atlases show the Khazar sphere of influence extending well east of the Aral). During the Khazar-Arab war of the early 700s, some Khazars evacuated to the Ural foothills, and some settlements may have remained.

Khazar towns

Image:Khazar map1.PNG
Map of the Khazar Khaganate and surrounding states, c. 820 CE. Area of direct Khazar control shown in dark blue, sphere of influence in purple. Other boundaries shown in dark red.

Khazar towns included:

  • Along the Caspian coast and Volga delta:
Atil; Khazaran; Samandar
  • In the Caucasus:
Balanjar; Kazarki; Sambalut; Samiran
  • In Crimea and Taman region:
Kerch (also called Bospor); Theodosia; Güzliev (modern Eupatoria);